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Private Client Division

Research Capital is an independent investment dealer - not the brokerage arm of a larger financial institution. We don't have thousands of client service representatives, just a team of about 160 expert advisors. We don't manufacture our own investment products to sell and our advisors have no incentive to favour one investment product over another. We have access to virtually every financial product and money management solution on the Canadian market, and we'll offer you completely independent advice about what best serves your needs. With over 80 years of experience, we have the stability and longevity for you to be confident that your investments are secure. Research Capital is big enough to provide all of the experience and insight you'd expect from a top-notch investment dealer, and small enough to ensure personal relationships with advisors who really understand what you need from your investments.

We offer Private Client services to suit every kind of investor.

Everyday Investors

From young professionals to retirees, if you're looking to invest your money in consultation with an experienced advisor, come to us. Regardless of your level of knowledge, risk tolerance or assets, we can start you on a customized investment plan today.

Entrepreneurs and Employee Shareholders

You've already got your business off the ground, and now it's time to take the next step. We can help independent businesses find the capital they need to grow or take on exciting new projects. We can assist with cashless exercise of employee stock options. We can also help with employee stock purchase plans, issuer bids, rights solicitation, and other services to entrepreneurs and employee shareholders.

Wealth Management

For investors who do not have the time or inclination to be actively involved in their investment strategy, we offer fully-managed portfolio accounts specifically tailored to a client's individual needs.

In Managed Accounts, a qualified Portfolio Manager will determine the allocation between asset classes (eg. stocks, bonds, cash) and make the specific investment decisions in order to build an investment portfolio designed to suit specific needs. For example, portfolios might be designed to generate monthly income or to fund a known future goal or for aggressive growth.

CIPF

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